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Wm Smith & Co. is an event-driven, special situations, institutional research firm that utilizes 13D filings, insider buying, 13F filings, and stock buybacks to generate investment ideas. Since 1983, we have followed and studied this methodology, which provides the Company with good insight into how successful investors think.

  Our Research
Large cap: 163.28% vs 60.57% for S&P 500
Small cap: 85.32% vs. 68.23% for Russell 2000

     Stock Idea Record     
Since December 1995, Wm Smith Special Opportunities Research company (an affiliate of Wm Smith & Co.) and Wm Smith & Co. have published research reports on over 100 new stock ideas. The preceding is our Stock Performance Summary through June 30, 2015 listing each stock idea, based on market capitalization, benchmarked to the S&P 500 or Russell 2000. All stocks are included on the Performance Summary.

  Capital Markets
Wm Smith Securities, now merged into Wm Smith & Co., has participated in over 100 public and private capital markets transactions with some of the leading names in the industry including Goldman Sachs, JP Morgan, Bear Stearns & Co., Lehman Brothers, Merrill Lynch and Donaldson, Lufkin & Jenrette, Inc. (now a part of Credit Suisse).

Relationships drive our business and as a result, we are very selective. Putting our reputation behind management teams is something we take very seriously. We are committed to delivering exceptional value to the companies we represent and the institutional clients we serve.

We invite you to contact us for more information.

Wm Smith & Co.
Securities offered through Wm Smith & Co.,
  • Cleared through Pershing LLC, DTC #0443
  • Blanket coverage on NYSE, AMEX and NASDAQ Stock Exchanges
  • Full access to all US equity markets
  • FIX capabilities for electronic order routing
  • OASYS acronym: PERS

This website is not intended as a solicitation for the purpose or sale of any security.  It is provided for informational purposes only.  Please read our Disclaimer and Privacy Policy.
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